Conflicts of Interest Disclosure : Securities, Mutual Funds, Investments
John Cox reported the following investments:
| Investment | Type | Value |
|---|---|---|
| Abbott Laboratories | Stock | $10,001 - $50,000 |
| Accenture | Stock | $10,001 - $50,000 |
| Ace Limited | Stock | $10,001 - $50,000 |
| ADT Security Services | Stock | $10,001 - $50,000 |
| Albemarle Corp | Stock | $10,001 - $50,000 |
| Alexion Pharmaceuticals | Stock | $10,001 - $50,000 |
| Allergan | Stock | $10,001 - $50,000 |
| Altria | Stock | $10,001 - $50,000 |
| Altria | Stock | $10,001 - $50,000 |
| Amazon | Stock | $50,001 - $250,000 |
| American Electric Power | Stock | $10,001 - $50,000 |
| American Express Co | Stock | $10,001 - $50,000 |
| American Express Co | Stock | $10,001 - $50,000 |
| American Tower Corp | Stock - REIT | $10,001 - $50,000 |
| Amgen Inc | Stock | $10,001 - $50,000 |
| Anheuser-Busch | Stock | $10,001 - $50,000 |
| Apple Inc (AAPL) | Stock | $10,001 - $50,000 |
| Apple Inc (AAPL) | Stock | $10,001 - $50,000 |
| Apple Inc (AAPL) | Stock | $10,001 - $50,000 |
| AT&T (T) | Stock | $10,001 - $50,000 |
| Automatic Data Processing Inc | Stock | $10,001 - $50,000 |
| AutoZone | Stock | $10,001 - $50,000 |
| AvalonBay Communities Inc | Stock | $10,001 - $50,000 |
| Barrick Gold Corp (ABX) | Stock | $10,001 - $50,000 |
| Baxter International Inc | Stock | $50,001 - $250,000 |
| Becton Dickinson & Co | Stock | $10,001 - $50,000 |
| Berkshire Hathaway | Stock | $10,001 - $50,000 |
| BHP Billiton | Stock | $10,001 - $50,000 |
| BHP Billiton | Stock | $10,001 - $50,000 |
| Biogen | Stock | $10,001 - $50,000 |
| Biogen | Stock | $50,001 - $250,000 |
| Blackrock | Stock | $10,001 - $50,000 |
| Blackrock | Stock | $10,001 - $50,000 |
| Boeing Co (BA) | Stock | $10,001 - $50,000 |
| Boston Properties | Stock | $10,001 - $50,000 |
| Brinks Co | Stock | $10,001 - $50,000 |
| Bristol-Myers Squibb (BMY) | Stock | $50,001 - $250,000 |
| Bristol-Myers Squibb (BMY) | Stock | $10,001 - $50,000 |
| British American Tobacco | Stock | $10,001 - $50,000 |
| Carmax Auto Superstores Inc | Stock | $50,001 - $250,000 |
| CBS Broadcasting Inc (CBS) | Stock | $10,001 - $50,000 |
| Celgene Corp | Stock | $50,001 - $250,000 |
| Charles Schwab | Stock | $50,001 - $250,000 |
| Chevron (CVX) | Stock | $10,001 - $50,000 |
| Chevron (CVX) | Stock | $10,001 - $50,000 |
| Chevron (CVX) | Stock | $10,001 - $50,000 |
| Chevron (CVX) | Stock | $10,001 - $50,000 |
| Chevron (CVX) | Stock | $10,001 - $50,000 |
| Chevron (CVX) | Stock | $50,001 - $250,000 |
| Chubb Insurance Co | Stock | $10,001 - $50,000 |
| Chubb Insurance Co | Stock | $10,001 - $50,000 |
| Cincinnati Financial Corp (CINF) | Stock | $10,001 - $50,000 |
| Cisco Systems Inc | Stock | $10,001 - $50,000 |
| Cisco Systems Inc | Stock | $10,001 - $50,000 |
| CME Group | Stock | $10,001 - $50,000 |
| Coca-Cola Co | Stock | $10,001 - $50,000 |
| Coca-Cola Co | Stock | $10,001 - $50,000 |
| ConocoPhillips Co | Stock | $10,001 - $50,000 |
| ConocoPhillips Co | Stock | $10,001 - $50,000 |
| CR Bard | Stock | $10,001 - $50,000 |
| Cummins Inc | Stock | $10,001 - $50,000 |
| CVS/Caremark | Stock | $10,001 - $50,000 |
| Danaher Corp (DHR) | Stock | $10,001 - $50,000 |
| Dell Computers | Stock | $50,001 - $250,000 |
| DIAGEO North America Inc | Stock | $10,001 - $50,000 |
| Digital Realty Trust (DLR) | Stock | $10,001 - $50,000 |
| Dominion Energy (D) | Stock | $10,001 - $50,000 |
| Dover Corp | Stock | $10,001 - $50,000 |
| Dr Pepper Snapple Group | Stock | $50,001 - $250,000 |
| Duke Energy | Stock | $10,001 - $50,000 |
| Dupont & Co (DD) | Stock | $10,001 - $50,000 |
| eBay Inc (EBAY) | Stock | $10,001 - $50,000 |
| eBay Inc (EBAY) | Stock | $10,001 - $50,000 |
| EMC Corp (EMC) | Stock | $50,001 - $250,000 |
| Emerson Electric (EMR) | Stock | $10,001 - $50,000 |
| EOG Resources Inc | Stock | $50,001 - $250,000 |
| Equinix Inc | Stock | $10,001 - $50,000 |
| Equity Residential | Stock - REIT | $10,001 - $50,000 |
| Estee Lauder | Stock | $10,001 - $50,000 |
| Exelon Corp | Stock | $50,001 - $250,000 |
| Express Scripts | Stock | $10,001 - $50,000 |
| ExxonMobil (XOM) | Stock | $50,001 - $250,000 |
| ExxonMobil (XOM) | Stock | $50,001 - $250,000 |
| ExxonMobil (XOM) | Stock | $10,001 - $50,000 |
| ExxonMobil (XOM) | Stock | $10,001 - $50,000 |
| ExxonMobil (XOM) | Stock | $10,001 - $50,000 |
| Facebook/Meta | Stock | $10,001 - $50,000 |
| Franklin Resources | Stock | $10,001 - $50,000 |
| Gilead Sciences | Stock | $10,001 - $50,000 |
| Gilead Sciences | Stock | $10,001 - $50,000 |
| GlaxoSmithKline | Stock | $10,001 - $50,000 |
| GlaxoSmithKline | Stock | $10,001 - $50,000 |
| Google/Alphabet (GOOG) | Stock | $50,001 - $250,000 |
| Google/Alphabet (GOOG) | Stock | $10,001 - $50,000 |
| Hasbro | Stock | $10,001 - $50,000 |
| Hatteras Financial Corp | Stock | $10,001 - $50,000 |
| HCP Inc | Stock | $10,001 - $50,000 |
| Health Care REIT (HCN) | Stock | $10,001 - $50,000 |
| Hershey Foods | Stock | $10,001 - $50,000 |
| Home Depot | Stock | $10,001 - $50,000 |
| Home Depot | Stock | $50,001 - $250,000 |
| Honeywell Inc | Stock | $10,001 - $50,000 |
| IBM | Stock | $50,001 - $250,000 |
| IBM | Stock | $50,001 - $250,000 |
| IBM | Stock | $10,001 - $50,000 |
| Intel Corp | Stock | $10,001 - $50,000 |
| Intel Corp | Stock | $10,001 - $50,000 |
| Intuitive Surgical Inc | Stock | $10,001 - $50,000 |
| JB Hunt Transportation | Stock | $10,001 - $50,000 |
| Johnson & Johnson | Stock | $10,001 - $50,000 |
| Johnson & Johnson | Stock | $10,001 - $50,000 |
| Johnson & Johnson | Stock | $50,001 - $250,000 |
| Johnson & Johnson | Stock | $10,001 - $50,000 |
| Johnson & Johnson | Stock | $10,001 - $50,000 |
| Johnson & Johnson | Stock | $10,001 - $50,000 |
| JP Morgan Chase (JPM) | Stock | $10,001 - $50,000 |
| Kimberly Clark Corp | Stock | $10,001 - $50,000 |
| Kinder Morgan Inc | Stock | $10,001 - $50,000 |
| Kinder Morgan Inc | Stock | $10,001 - $50,000 |
| Kinder Morgan Inc | Stock | $10,001 - $50,000 |
| Kraft Heinz Co | Stock | $10,001 - $50,000 |
| Limited Brands | Stock | $10,001 - $50,000 |
| Lorillard Tobacco Co | Stock | $10,001 - $50,000 |
| Lowes | Stock | $50,001 - $250,000 |
| Lululemon Athletica | Stock | $10,001 - $50,000 |
| Lululemon Athletica | Stock | $50,001 - $250,000 |
| LyondellBasell Industries | Stock | $10,001 - $50,000 |
| Marsh & McLennan Companies Inc | Stock | $10,001 - $50,000 |
| Mastercard | Stock | $10,001 - $50,000 |
| McDonald's | Stock | $10,001 - $50,000 |
| Medtronic (MDT) | Stock | $10,001 - $50,000 |
| Medtronic (MDT) | Stock | $50,001 - $250,000 |
| Merck & Co (MRK) | Stock | $10,001 - $50,000 |
| Microsoft Corp | Stock | $10,001 - $50,000 |
| Microsoft Corp | Stock | $10,001 - $50,000 |
| Microsoft Corp | Stock | $10,001 - $50,000 |
| Microsoft Corp | Stock | $10,001 - $50,000 |
| Microsoft Corp | Stock | $10,001 - $50,000 |
| Microsoft Corp | Stock | $50,001 - $250,000 |
| Molson Coors Brewing Co | Stock | $10,001 - $50,000 |
| Molson Coors Brewing Co | Stock | $10,001 - $50,000 |
| Molson Coors Brewing Co | Stock | $50,001 - $250,000 |
| Monsanto | Stock | $10,001 - $50,000 |
| Morgan Stanley | Stock - Preferred | $10,001 - $50,000 |
| National Oilwell Varco | Stock | $10,001 - $50,000 |
| National Oilwell Varco | Stock | $10,001 - $50,000 |
| New Market Corp | Stock | $10,001 - $50,000 |
| Newmont Mining Corp | Stock | $10,001 - $50,000 |
| NextEra Energy | Stock | $10,001 - $50,000 |
| Nike Inc | Stock | $10,001 - $50,000 |
| Nike Inc | Stock | $10,001 - $50,000 |
| Nordstrom's | Stock | $10,001 - $50,000 |
| Northrop Grumman | Stock | $10,001 - $50,000 |
| Novartis Pharmaceuticals | Stock | $10,001 - $50,000 |
| Novo Nordisk | Stock | $10,001 - $50,000 |
| Occidental Petroleum Corp | Stock | $10,001 - $50,000 |
| Parker-Hannifin | Stock | $10,001 - $50,000 |
| Paychex Inc | Stock | $10,001 - $50,000 |
| Pentair Ltd | Stock | $10,001 - $50,000 |
| Pepsi-Cola Co | Stock | $10,001 - $50,000 |
| Pepsi-Cola Co | Stock | $10,001 - $50,000 |
| Pepsi-Cola Co | Stock | $50,001 - $250,000 |
| Pfizer Inc | Stock | $10,001 - $50,000 |
| Pfizer Inc | Stock | $10,001 - $50,000 |
| Philip Morris International | Stock | $50,001 - $250,000 |
| Philip Morris International | Stock | $10,001 - $50,000 |
| PNC Financial | Stock | $50,001 - $250,000 |
| PNC Financial | Stock | $10,001 - $50,000 |
| Precision Castparts Corp | Stock | $10,001 - $50,000 |
| Precision Castparts Corp | Stock | $10,001 - $50,000 |
| Priceline.com | Stock | $10,001 - $50,000 |
| Priceline.com | Stock | $50,001 - $250,000 |
| Procter & Gamble | Stock | $50,001 - $250,000 |
| Procter & Gamble | Stock | $10,001 - $50,000 |
| Procter & Gamble | Stock | $10,001 - $50,000 |
| Procter & Gamble | Stock | $10,001 - $50,000 |
| Procter & Gamble | Stock | $10,001 - $50,000 |
| Prologis | Stock | $10,001 - $50,000 |
| Public Storage Inc (PSA) | Stock | $10,001 - $50,000 |
| Public Storage Inc (PSA) | Stock | $10,001 - $50,000 |
| Qualcomm Inc (QCOM) | Stock | $50,001 - $250,000 |
| Qualcomm Inc (QCOM) | Stock | $50,001 - $250,000 |
| Qualcomm Inc (QCOM) | Stock | $10,001 - $50,000 |
| Raytheon Co | Stock | $10,001 - $50,000 |
| Reynolds American | Stock | $10,001 - $50,000 |
| Royal Dutch Shell PLC | Stock | $10,001 - $50,000 |
| RPM International (RPM) | Stock | $10,001 - $50,000 |
| Salesforce | Stock | $50,001 - $250,000 |
| Sanofi Aventis | Stock | $10,001 - $50,000 |
| SAP | Stock | $10,001 - $50,000 |
| Schlumberger Oilfield Services | Stock | $10,001 - $50,000 |
| Sempra Energy | Stock | $10,001 - $50,000 |
| Sherwin Williams | Stock | $10,001 - $50,000 |
| Sigma Aldrich | Stock | $10,001 - $50,000 |
| Simon Property Group | Stock | $10,001 - $50,000 |
| Starbucks (SBUX) | Stock | $10,001 - $50,000 |
| Starwood Hotels/Resorts | Stock | $10,001 - $50,000 |
| SunTrust | Stock | $10,001 - $50,000 |
| Target | Stock | $10,001 - $50,000 |
| Target | Stock | $50,001 - $250,000 |
| Target | Stock | $10,001 - $50,000 |
| Taubman Centers | Stock | $10,001 - $50,000 |
| Texas Instruments (TXN) | Stock | $10,001 - $50,000 |
| TimeWarner | Stock | $10,001 - $50,000 |
| TimeWarner | Stock | $10,001 - $50,000 |
| TJ Maxx | Stock | $10,001 - $50,000 |
| TJ Maxx | Stock | $10,001 - $50,000 |
| TJ Maxx | Stock | $10,001 - $50,000 |
| Torchmark Corp | Stock | $10,001 - $50,000 |
| Travelers Insurance Co | Stock | $10,001 - $50,000 |
| T Rowe Price | Stock | $10,001 - $50,000 |
| Tyco International | Stock | $10,001 - $50,000 |
| UDR Inc | Stock | $10,001 - $50,000 |
| Unilever (UN) | Stock | $10,001 - $50,000 |
| Unilever (UN) | Stock | $10,001 - $50,000 |
| Union Pacific Corp | Stock | $10,001 - $50,000 |
| Union Pacific Corp | Stock | $10,001 - $50,000 |
| US Bancorp | Stock | $10,001 - $50,000 |
| US Bancorp | Stock | $10,001 - $50,000 |
| US Bancorp | Stock | $10,001 - $50,000 |
| Ventas Inc | Stock | $10,001 - $50,000 |
| Verizon (VZ) | Stock | $50,001 - $250,000 |
| Verizon (VZ) | Stock | $10,001 - $50,000 |
| VISA USA Inc | Stock | $50,001 - $250,000 |
| VISA USA Inc | Stock | $10,001 - $50,000 |
| VMware | Stock | $10,001 - $50,000 |
| WalMart Stores Inc (WMT) | Stock | $10,001 - $50,000 |
| WalMart Stores Inc (WMT) | Stock | $50,001 - $250,000 |
| WalMart Stores Inc (WMT) | Stock | $10,001 - $50,000 |
| WalMart Stores Inc (WMT) | Stock | $10,001 - $50,000 |
| WalMart Stores Inc (WMT) | Stock | $10,001 - $50,000 |
| WalMart Stores Inc (WMT) | Stock | $10,001 - $50,000 |
| WalMart Stores Inc (WMT) | Stock | $10,001 - $50,000 |
| Walt Disney Co | Stock | $10,001 - $50,000 |
| Waste Management Inc (WMI) | Stock | $10,001 - $50,000 |
| Wells Fargo Bank | Stock | $50,001 - $250,000 |
| Wells Fargo Bank | Stock | $10,001 - $50,000 |
| Wells Fargo Bank | Stock | $10,001 - $50,000 |
| Wells Fargo Bank | Stock | $10,001 - $50,000 |
| Westar Energy | Stock | $10,001 - $50,000 |
| WestRock (MWV) | Stock | $10,001 - $50,000 |
| WW Grainger Inc | Stock | $10,001 - $50,000 |
| Wynn Resorts Ltd | Stock | $10,001 - $50,000 |
| Yum Brands | Stock | $50,001 - $250,000 |
| City of Los Angeles | Bond - Department of Water and Power Rev | $50,001 - $250,000 |
| City of Newport News | Bond - Water SER C RF | $50,001 - $250,000 |
| City of Newport News | Bond | $50,001 - $250,000 |
| City of New York | Bond - SER G AMBAC | $50,001 - $250,000 |
| City of Norfolk | Bond - CAP IMPT FGIC-MBIA RE RF FGIC | $50,001 - $250,000 |
| City of Suffolk | Bond | $50,001 - $250,000 |
| City of Suffolk | Bond | $50,001 - $250,000 |
| City of Suffolk | Bond - Pub Impt | $10,001 - $50,000 |
| City of Winchester | Bond | $50,001 - $250,000 |
| Commonwealth of Va | Bond - Transportation Board | $50,001 - $250,000 |
| Commonwealth of Va | Bond - PUB SCH AUTH SCH FING 1997 | $50,001 - $250,000 |
| County of Fairfax | Bond | $50,001 - $250,000 |
| County of Henrico | Bond | $50,001 - $250,000 |
| County of Loudoun | Bond - Public Impt Ser A RF | $50,001 - $250,000 |
| County of Powhatan | Bond - Economic Development | $50,001 - $250,000 |
| County of Prince William | Bond | $10,001 - $50,000 |
| County of Stafford | Bond - EDA Lease REV PUB OID AGC | $50,001 - $250,000 |
| Greater Richmond CCA | Bond | $10,001 - $50,000 |
| Hampton Roads Sanitation District | Bond | $50,001 - $250,000 |
| Stafford-Staunton IDA | Bond | $10,001 - $50,000 |
| Stafford-Staunton IDA | Bond | $10,001 - $50,000 |
| Stafford-Staunton IDA | Bond | $50,001 - $250,000 |
| State of Indiana | Bond - Offic EBLDG MCN RV SER B FGIC PRF 14 | $50,001 - $250,000 |
| State of South Carolina | Bond - TRANSN INFRASTR REV A AMBAC | $50,001 - $250,000 |
| The Commonwealth of Puerto Rico | Bond - PUB IMPT NPFG | $50,001 - $250,000 |
| Town of Oro Valley | Bond | $10,001 - $50,000 |
| Permanent Portfolio | Brokerage Account | More than $250,000 |
| Acorn Funds | Mutual Fund - SMID Cap International | $50,001 - $250,000 |
| Acorn Funds | Mutual Fund - International | More than $250,000 |
| Acorn Funds | Mutual Fund - SMID Cap International | $50,001 - $250,000 |
| Acorn Funds | Mutual Fund - SMID Cap International | $10,001 - $50,000 |
| AllianceBernstein | Mutual Fund - Municpal Bond INF STRAT PORT CL C | $50,001 - $250,000 |
| Columbia Funds | Mutual Fund - Small Cap Value | $50,001 - $250,000 |
| Columbia Funds | Mutual Fund - Mid Cap Growth Fund | More than $250,000 |
| Columbia Funds | Mutual Fund - Select Large Cap Growth | $50,001 - $250,000 |
| Columbia Funds | Mutual Fund - Dividend Income Fund | $10,001 - $50,000 |
| Columbia Funds | Mutual Fund - High Yield Municipal | More than $250,000 |
| Columbia Funds | Mutual Fund - Dividend Income | $10,001 - $50,000 |
| Columbia Funds | Mutual Fund - Virginia Intermediate Mun | $50,001 - $250,000 |
| Columbia Funds | Mutual Fund - Income Opportunities | $10,001 - $50,000 |
| Columbia Funds | Mutual Fund - Dividend Income Fund | $10,001 - $50,000 |
| Columbia Funds | Mutual Fund - Small Cap Growth I | $50,001 - $250,000 |
| Eaton Vance | Mutual Fund - Atlanta Cap SMID-Cap | $10,001 - $50,000 |
| Eaton Vance | Mutual Fund - Atlanta Cap SMID Cap | $50,001 - $250,000 |
| Eaton Vance | Mutual Fund - Atlanta Cap SMID-Cap | $50,001 - $250,000 |
| Eaton Vance | Mutual Fund - Atlanta Cap SMID Cap | $50,001 - $250,000 |
| Eaton Vance | Mutual Fund - Atlanta Cap SMID Cap | $50,001 - $250,000 |
| Eaton Vance | Mutual Fund - Global Macro Absolute Return Cl C | $10,001 - $50,000 |
| Federated Investments Inc | Mutual Fund - Federated Investors B | $10,001 - $50,000 |
| Harbor Funds | Mutual Fund - International | More than $250,000 |
| Harbor Funds | Mutual Fund - Large Cap International | $50,001 - $250,000 |
| Harbor Funds | Mutual Fund - Large Cap International | $10,001 - $50,000 |
| Harbor Funds | Mutual Fund - Large Cap International | $50,001 - $250,000 |
| iShares | Mutual Fund - Inflated Protected | $10,001 - $50,000 |
| Jennison Funds | Mutual Fund - US Mid Cap Growth | $50,001 - $250,000 |
| Jennison Funds | Mutual Fund - US Mid Cap Growth | $10,001 - $50,000 |
| Jennison Funds | Mutual Fund - US Mid Cap Growth | $50,001 - $250,000 |
| John Hancock | Mutual Fund - FDS III Disciplined | $10,001 - $50,000 |
| John Hancock | Mutual Fund - FDS III Disciplined | $50,001 - $250,000 |
| John Hancock | Mutual Fund - FDS III Disciplined | $50,001 - $250,000 |
| John Hancock | Mutual Fund - FDS III Disciplined | More than $250,000 |
| Lazard Funds | Mutual Fund - Emerging Markets Equity | $10,001 - $50,000 |
| Lazard Funds | Mutual Fund - Emerging Markets Equity | $10,001 - $50,000 |
| Liberty Funds Group | Mutual Fund - Ser A | $10,001 - $50,000 |
| MFS Funds | Mutual Fund - Emerging Markets Debt | $50,001 - $250,000 |
| Montag & Caldwell | Mutual Fund - Large Cap Growth | $10,001 - $50,000 |
| Montag & Caldwell | Mutual Fund - US Large Cap Growth | $50,001 - $250,000 |
| Montag & Caldwell | Mutual Fund - Large Cap Growth | $10,001 - $50,000 |
| MSCI Inc | Mutual Fund - Emerging Markets ETF | $50,001 - $250,000 |
| MSCI Inc | Mutual Fund - Emerging Markets ETF | $50,001 - $250,000 |
| MSCI Inc | Mutual Fund - Emerging Markets ETF | $50,001 - $250,000 |
| MSCI Inc | Mutual Fund - Emerging Markets ETF | $10,001 - $50,000 |
| Natixis | Mutual Fund - FDS TR IV AEW Real | $50,001 - $250,000 |
| Oppenheimer Funds | Mutual Fund - Developing Markets FD CL C | $50,001 - $250,000 |
| Pimco | Mutual Fund - Total Return | $10,001 - $50,000 |
| Pimco | Mutual Fund - All Asset All Auth | $50,001 - $250,000 |
| Pimco | Mutual Fund - Commodity Real Return | $50,001 - $250,000 |
| Pimco | Mutual Fund - Total Return | $50,001 - $250,000 |
| Pimco | Mutual Fund - All Asset All Auth | $10,001 - $50,000 |
|
Pimco
(No amount was provided.) |
Mutual Fund - Total Return Fund | $10,001 - $50,000 |
| Pimco | Mutual Fund - Foreign Bond Fund Unhedged | $10,001 - $50,000 |
| Pimco | Mutual Fund - Commodity Real Return | $50,001 - $250,000 |
| Pimco | Mutual Fund - Foreign Bond Fund Unhedged | $50,001 - $250,000 |
| Principal Funds | Mutual Fund - PFD Secs | $10,001 - $50,000 |
| REMS Group | Mutual Fund - Real Estate Value Opportunity | $50,001 - $250,000 |
| Russell Funds | Mutual Fund | $50,001 - $250,000 |
| Russell Funds | Mutual Fund - 1000 Growth | More than $250,000 |
| SPDR | Mutual Fund - Gold TR | $50,001 - $250,000 |
| Thornburg Investment Management | Mutual Fund - Large Cap International | $10,001 - $50,000 |
| US Commodity Funds LLC | Mutual Fund - Index Fund | $50,001 - $250,000 |
| Vanguard | Mutual Fund - Short Term Bond | $50,001 - $250,000 |
| Vanguard | Mutual Fund - Small Cap ETF | $10,001 - $50,000 |
| Vanguard | Mutual Fund - MSCII Emerging Markets | More than $250,000 |
| Vanguard | Mutual Fund - Mid Cap Growth Index | $10,001 - $50,000 |
| Vanguard | Mutual Fund - Small Cap Value ETF | $10,001 - $50,000 |
| Vanguard | Mutual Fund - REIT | $10,001 - $50,000 |
| Vanguard | Mutual Fund - US Large Cap Growth | $10,001 - $50,000 |
| Vanguard | Mutual Fund - Small Cap ETF | $10,001 - $50,000 |
| Wells Fargo Bank | Mutual Fund - Advantage Asset Alloc FD CL C | More than $250,000 |
| Federal Realty Investment Trust | Other - SBI Mew MD REIT | $10,001 - $50,000 |